§ 01 · SERVICES
Advisory services for regulated businesses.
Each engagement is scoped to your regulatory obligations, risk profile and the maturity of your existing program.
01
AML/CFT Framework Design
We design AML/CFT frameworks proportionate to your business model and risk exposure: enterprise-wide risk assessments, customer risk scoring methodologies, policies and procedures, and the control environment that connects them.
Typical scope
- Business-wide risk assessment
- AML/CFT policy and procedures manual
- Customer due diligence and EDD standards
- Transaction monitoring scenarios and thresholds
- Sanctions screening approach
02
Independent Compliance Review
An independent view of whether your program works as documented. We test design and operating effectiveness, sample files and alerts, and report findings in a form suitable for boards and regulators.
Typical scope
- Independent AML/CFT audit
- Sample testing of KYC files and alerts
- Gap analysis against applicable regulation
- Remediation plans with clear ownership
- Pre-inspection readiness reviews
03
Outsourced Compliance & MLRO Support
Continuous compliance oversight for firms that need experienced capacity without a full in-house function, including support to, or performance of, the MLRO role where permitted.
Typical scope
- MLRO and deputy MLRO support
- Suspicious activity review and reporting
- Periodic compliance monitoring
- Board and management reporting
- Regulatory correspondence support
04
Regulatory Licensing Support
We prepare firms for licensing and registration: assembling the compliance documentation regulators expect, testing readiness, and supporting engagement through the application process.
Typical scope
- Licensing readiness assessment
- Compliance documentation for applications
- Regulator questions and follow-up
- Post-authorisation obligations planning
05
Governance & Board Advisory
Effective compliance depends on governance. We advise boards and senior management on oversight structures, committee mandates, reporting lines and the allocation of accountability.
Typical scope
- Governance framework review
- Committee terms of reference
- Compliance reporting to the board
- Three lines of defence design
06
Training & Awareness
Training designed around what each role actually does. It supports everyone from front-line onboarding staff to directors carrying oversight responsibility.
Typical scope
- Role-based AML/CFT training
- Board and senior management briefings
- Typology and red-flag workshops
- Training records and attestation