§ 02 · APPROACH
How an engagement works.
A defined sequence with written deliverables at each stage, so management and the board always know where the program stands.
Step 01
Assess
We establish the regulatory perimeter, your risk exposure and the current state of your program.
- Scoping call and document request
- Review of licences, regulation and existing documentation
- Interviews with key personnel
- Written assessment of gaps and risk exposure
Step 02
Design
We set out the framework, controls and governance proportionate to the risks identified.
- Framework and control design
- Policies and procedures drafted to your operations
- Governance and reporting lines defined
- Agreed remediation priorities
Step 03
Implement
We work with your team to embed procedures, systems and responsibilities in practice.
- Embedding procedures with operational teams
- System configuration support (screening, monitoring)
- Role-based training
- Handover with documented ownership
Step 04
Monitor
We test, review and report, so the program remains effective as the business changes.
- Periodic testing and sample reviews
- Management and board reporting
- Updates for regulatory change
- Inspection readiness